EDWARD ONTIVEROS at STATE FARM VP MANAGEMENT CORP. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5630334
EDWARD ONTIVEROS is an Investment Adviser, associated with STATE FARM VP MANAGEMENT CORP. located at STOCKTON, CA. EDWARD ONTIVEROS’s Central Registration Depository (CRD) number is 5630334 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for EDWARD ONTIVEROS

    • Event Date: 9/4/1991
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: ONE COUNT, FELONY HS 11352 (SALES OF COCAINE), PLEA OF GUILTY, NO CONTEST,
    • Charge Type: FELONY
    • Disposition: GRANTED A 1203.4 BY SUPERIOR COURT OF CALIFORNIA, COUNTY OF FRESNO. FILED 11/19/2008.
    • Broker Comment: ON OR ABOUT SEPTEMBER 4, 1991, THE FRESNO COUNTY SHERIFF’S DEPARTMENT WAS CONDUCTING AN UNDERCOVER INVESTION AT THE RESIDENCE OF AN AQUANTENCE I WAS VISITING. I WAS UNAWARE OF THE INVESTIGATION UNTIL THE SHERIFF DEPUTIES ATTEMPTED TO CONTACT ME AT MY RESIDENCE. ON SEPTEMBER 20, 1991 I ALONG WITH LEGAL COUNCEL, APPEARED AT THE PARLIER JUSTICE COURT WHERE I WAS ADVISED OF THE CHARGES (HS11352)PLACED AGAINST ME BY THE FRESNO COUNTY SHERIFF’S DEPARTMENT. ON FEBRUARY 6, 1992, I PLEAD GUILTY TO THE ABOVE CHARGES AND WAS PLACED ON 1 YEAR CONDITIONAL PROBATION ALONG WITH 90 DAY INCUSTODY. CUSTODY TIME WAS SUSPENDED ON CONDITIONS I COMPLY WITH PROBATION TERMS.
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Should I file a FINRA complaint against brokers like EDWARD ONTIVEROS?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by EDWARD ONTIVEROS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About EDWARD ONTIVEROS

What is EDWARD ONTIVEROS's Central Registration Depository (CRD) Number?

5630334

Which firm is EDWARD ONTIVEROS associated with?

STATE FARM VP MANAGEMENT CORP.

Where is EDWARD ONTIVEROS located?

2375 W. MARCH LANE, STOCKTON, CA, 95207

Where can I find more details about EDWARD ONTIVEROS's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/43036 to read a detailed report for STATE FARM VP MANAGEMENT CORP.

Are there any disclosures, allegations or complaints filed against EDWARD ONTIVEROS?

Yes. There are disclosures, allegations, or complaints filed against EDWARD ONTIVEROS. Click here to view all details

Where can I download a detailed FINRA report for EDWARD ONTIVEROS?

Click here to download a detailed FINRA report for EDWARD ONTIVEROS

Is it safe to do business with EDWARD ONTIVEROS?

We’re not sure. Please research EDWARD ONTIVEROS’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 8:51 pm

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