RedFlags, Allegations and Complaints against EDWARD JOHN BRYS
Disclosure #1 for EDWARD BRYS
- Event Date: 10/3/2014
- Disclosure Type: Regulatory
- Resolution: Final
- Initiated By: NEW YOR STATE – DEPARTMENT OF FINANCIAL SERVICES
- Allegations: DURING THE APPROXIMATE PERIOD OF DECEMBER 2013 THROUGH MARCH 2014, REPRESENTATIVE SENT THREE INSURANCE CLIENTS EMAILS THAT CONTAINED FALSE AND/OR DEROGATORY STATEMENTS ABOUT ANOTHER LICENSED AGENT, WHICH IS VIOLATION OF NEW YORK LAW – CODE 2110(A)(4).
- Resolution: Stipulation and Consent |Sanctions: Civil and Administrative Penalty(ies)/Fine(s) |Amount: $1,000.00
Should I file a FINRA complaint against brokers like EDWARD JOHN BRYS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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