EDGAR DEVENDEL HULL at UBS FINANCIAL SERVICES INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5389950
EDGAR DEVENDEL HULL is an Investment Adviser, associated with UBS FINANCIAL SERVICES INC. located at HOUSTON, TX. EDGAR HULL’s Central Registration Depository (CRD) number is 5389950 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for EDGAR HULL

    • Event Date: 10/5/2021
    • Disclosure Type: Customer Dispute
    • Resolution: Pending
    • Allegations: Time Frame: October 1, 2021 to October 4, 2021 The client alleges a failure to liquidate his shares as instructed. The client further alleges his share were sold at a price well below what he authorized and that he was not a party to that decision to sell at that price.
    • Arbitration Docket Number:
    • Broker Comment: I immediately took action and reported the trading error to management upon learning of the client’s concerns. This was a misunderstanding that resulted in the client not getting the price he had requested and I made sure that the client’s concerns were addressed and the client was made whole. As a result of the language used by the client, due to regulatory rules, this matter is reportable to the regulators. However, I took the necessary steps to ensure the client was taken care of, the client satisfied and the correction was implemented.
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Should I file a FINRA complaint against brokers like EDGAR DEVENDEL HULL?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by EDGAR DEVENDEL HULL’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About EDGAR DEVENDEL HULL

What is EDGAR HULL's Central Registration Depository (CRD) Number?

5389950

Which firm is EDGAR DEVENDEL HULL associated with?

UBS FINANCIAL SERVICES INC.

Where is EDGAR HULL located?

2525 BAY AREA BLVD, HOUSTON, TX, 77058

Where can I find more details about EDGAR HULL's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/8174 to read a detailed report for UBS FINANCIAL SERVICES INC.

Are there any disclosures, allegations or complaints filed against EDGAR DEVENDEL HULL?

Yes. There are disclosures, allegations, or complaints filed against EDGAR DEVENDEL HULL. Click here to view all details

Where can I download a detailed FINRA report for EDGAR HULL?

Click here to download a detailed FINRA report for EDGAR HULL

Is it safe to do business with EDGAR DEVENDEL HULL?

We’re not sure. Please research EDGAR HULL’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 8:58 pm

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