RedFlag, Allegation and/or Complaint against EDGAR DEVENDEL HULL
Disclosure #1 for EDGAR HULL
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- Event Date: 10/5/2021
- Disclosure Type: Customer Dispute
- Resolution: Pending
- Allegations: Time Frame: October 1, 2021 to October 4, 2021 The client alleges a failure to liquidate his shares as instructed. The client further alleges his share were sold at a price well below what he authorized and that he was not a party to that decision to sell at that price.
- Arbitration Docket Number:
- Broker Comment: I immediately took action and reported the trading error to management upon learning of the client’s concerns. This was a misunderstanding that resulted in the client not getting the price he had requested and I made sure that the client’s concerns were addressed and the client was made whole. As a result of the language used by the client, due to regulatory rules, this matter is reportable to the regulators. However, I took the necessary steps to ensure the client was taken care of, the client satisfied and the correction was implemented.
Should I file a FINRA complaint against brokers like EDGAR DEVENDEL HULL?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally posted on November 17, 2022 @ 8:58 pm
