DOUGLAS PAUL STEPHENSON at AVANTAX INVESTMENT SERVICES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 3071193
DOUGLAS PAUL STEPHENSON is an Investment Adviser, associated with AVANTAX INVESTMENT SERVICES, INC. located at COLTON, CA. DOUGLAS STEPHENSON’s Central Registration Depository (CRD) number is 3071193 and the FINRA Profile can be found at –

Disclosure #1 for DOUGLAS STEPHENSON

    • Event Date: 5/28/2019
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Denied
    • Disclosure Detail :: Allegations: Client alleged the future value of their contract was not presented to them correctly.
    • Arbitration Docket Number:
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Should I file a FINRA complaint against brokers like DOUGLAS PAUL STEPHENSON?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by DOUGLAS PAUL STEPHENSON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About DOUGLAS PAUL STEPHENSON

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Visit to read a detailed report for AVANTAX INVESTMENT SERVICES, INC.

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Yes. There are disclosures, allegations, or complaints filed against DOUGLAS PAUL STEPHENSON. Click here to view all details

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Is it safe to do business with DOUGLAS PAUL STEPHENSON?

We’re not sure. Please research DOUGLAS STEPHENSON’s disclosures, allegations and complaints before taking a decision

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