DOUGLAS CLAUDE DIGIORNO at UBS FINANCIAL SERVICES INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 2702739
DOUGLAS CLAUDE DIGIORNO is an Investment Adviser, associated with UBS FINANCIAL SERVICES INC. located at NAPLES, FL. DOUGLAS DIGIORNO’s Central Registration Depository (CRD) number is 2702739 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for DOUGLAS DIGIORNO

    • Event Date: 4/15/2020
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Pending
    • Disclosure Detail :: Allegations: Time frame: Indeterminate to 3/2020 Allegations: Claimant alleges that his line of credit and aggressive portfolio were unsuitable in light of his age and retirement.
    • Damage Amount Requested: $350,000.00
    • Arbitration Docket Number:
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Should I file a FINRA complaint against brokers like DOUGLAS CLAUDE DIGIORNO?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by DOUGLAS CLAUDE DIGIORNO’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About DOUGLAS CLAUDE DIGIORNO

What is DOUGLAS DIGIORNO's Central Registration Depository (CRD) Number?

2702739

Which firm is DOUGLAS CLAUDE DIGIORNO associated with?

UBS FINANCIAL SERVICES INC.

Where is DOUGLAS DIGIORNO located?

801 LAUREL OAK DRIVE, NAPLES, FL, 34108

Where can I find more details about DOUGLAS DIGIORNO's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/8174 to read a detailed report for UBS FINANCIAL SERVICES INC.

Are there any disclosures, allegations or complaints filed against DOUGLAS CLAUDE DIGIORNO?

Yes. There are disclosures, allegations, or complaints filed against DOUGLAS CLAUDE DIGIORNO. Click here to view all details

Where can I download a detailed FINRA report for DOUGLAS DIGIORNO?

Click here to download a detailed FINRA report for DOUGLAS DIGIORNO

Is it safe to do business with DOUGLAS CLAUDE DIGIORNO?

We’re not sure. Please research DOUGLAS DIGIORNO’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 9:04 pm

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