DIANA C CASEY at STATE FARM VP MANAGEMENT CORP. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 3277879
DIANA C CASEY is an Investment Adviser, associated with STATE FARM VP MANAGEMENT CORP. located at Massapequa, NY. DIANA CASEY’s Central Registration Depository (CRD) number is 3277879 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for DIANA CASEY

    • Event Date: 4/4/2011
    • Disclosure Type: Regulatory
    • Disclosure Resolution: Final
    • Initiated By: STATE OF NEW YORK, INSURANCE DEPARTMENT
    • Allegations: CORPORATE LICENSE HAD EXPIRED. SUB LICENSE HAD NOT. FINE PAID TO NYS DEPARTMENT OF INSURANCE.
    • Resolution: Stipulation and Consent
    • Sanction Details :: Sanctions: Civil and Administrative Penalty(ies)/Fine(s)
    • Sanction Details :: Amount: $750.00
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Should I file a FINRA complaint against brokers like DIANA C CASEY?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by DIANA C CASEY’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About DIANA C CASEY

What is DIANA CASEY's Central Registration Depository (CRD) Number?

3277879

Which firm is DIANA C CASEY associated with?

STATE FARM VP MANAGEMENT CORP.

Where is DIANA CASEY located?

1093 N Broadway, Massapequa, NY, 11758-1752

Where can I find more details about DIANA CASEY's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/43036 to read a detailed report for STATE FARM VP MANAGEMENT CORP.

Are there any disclosures, allegations or complaints filed against DIANA C CASEY?

Yes. There are disclosures, allegations, or complaints filed against DIANA C CASEY. Click here to view all details

Where can I download a detailed FINRA report for DIANA CASEY?

Click here to download a detailed FINRA report for DIANA CASEY

Is it safe to do business with DIANA C CASEY?

We’re not sure. Please research DIANA CASEY’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 8:57 pm

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