DERRICK RICHARD MIMS at PLANMEMBER SECURITIES CORPORATION – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6167632
DERRICK RICHARD MIMS is an Investment Adviser, associated with PLANMEMBER SECURITIES CORPORATION located at WINTER SPRINGS, FL. DERRICK MIMS’s Central Registration Depository (CRD) number is 6167632 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for DERRICK MIMS

    • Event Date: 2/13/1991
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: MANSLAUGHTER BY CULPABLE NEGLIGENCE
    • Disposition: ADJUDICATION: GUILTY Charges: CULPABLE NEGLIGENCE
    • Broker Comment: \THESE CHARGES WERE THE RESULT OF A FATAL AUTO ACCIDENT, WHICH HAPPENED AT NIGHT, BY MAKING A LEFT-HAND TURN IN FRONT OF AN ONCOMING MOTORCYCLE THAT WAS UNSEEN. BLOOD ALCOHOL LEVEL WAS TESTED AND DOCUMENTED TO BE WELL BELOW THE LEGAL LIMIT. I WAS TICKETED WITH FAILURE TO YIELD THE RIGHT OF WAY, AT THE SCENE OF THE ACCIDENT. 28 DAYS LATER, I WAS CHARGED WITH A FELONY AND A MISDEMEANOR FOR THE ACCIDENT. I WAS YOUNG AND COULD NOT AFFORD A PROPER LEGAL DEFENSE, AND PLEAD IT OUT. LESS THAN TWO YEARS AFTER THE PLEA, I WAS ABLE TO MAKE A FINANCIAL SETTLEMENT AND THE COURT ORDERED EARLY TERMINATION OF MY PROBATION.\


Should I file a FINRA complaint against brokers like DERRICK RICHARD MIMS?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by DERRICK RICHARD MIMS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About DERRICK RICHARD MIMS

What is DERRICK MIMS's Central Registration Depository (CRD) Number?

6167632

Which firm is DERRICK RICHARD MIMS associated with?

PLANMEMBER SECURITIES CORPORATION

Where is DERRICK MIMS located?

1052 WILLA SPRINGS DRIVE, WINTER SPRINGS, FL, 32708

Where can I find more details about DERRICK MIMS's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/11869 to read a detailed report for PLANMEMBER SECURITIES CORPORATION

Are there any disclosures, allegations or complaints filed against DERRICK RICHARD MIMS?

Yes. There are disclosures, allegations, or complaints filed against DERRICK RICHARD MIMS. Click here to view all details

Where can I download a detailed FINRA report for DERRICK MIMS?

Click here to download a detailed FINRA report for DERRICK MIMS

Is it safe to do business with DERRICK RICHARD MIMS?

We’re not sure. Please research DERRICK MIMS’s disclosures, allegations and complaints before taking a decision


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