DENNIS JAMES WILLIAM COWELL at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6961990
DENNIS JAMES WILLIAM COWELL is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at PALM COAST, FL. DENNIS COWELL’s Central Registration Depository (CRD) number is 6961990 and the FINRA Profile can be found at –

Disclosure #1 for DENNIS COWELL

    • Event Date: 5/9/2013
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Bankruptcy
    • Disposition: Discharged
    • Broker Comment: I have the discharge paperwork and initial filing paperwork for supporting documentation if needed.

Should I file a FINRA complaint against brokers like DENNIS JAMES WILLIAM COWELL?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by DENNIS JAMES WILLIAM COWELL’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today! helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

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Visit to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

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