RedFlags, Allegations and Complaints against Deborah Lynne Strath-Adam
Disclosure #1 for Deborah Strath-Adam
- Event Date: 6/9/2014
- Disclosure Type: Financial
- Resolution: Final
- Type: Bankruptcy
- Disposition: Discharged
- Broker Comment: I bought a house in early 2013 that needed extensive renovation. The bank had promised a refi or home equity loan when the renovation was complete and reneged on that promise. I tried to pay the debt off over the course of a year but it was overwhelming so I eventually decided to declare bankruptcy and start over.
Should I file a FINRA complaint against brokers like Deborah Lynne Strath-Adam?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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