DAVID MANUEL VILLAFUERTE at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5943168
DAVID MANUEL VILLAFUERTE is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at COLORADO SPRINGS, CO. DAVID VILLAFUERTE’s Central Registration Depository (CRD) number is 5943168 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for DAVID VILLAFUERTE

    • Event Date: 12/14/2015
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Denied
    • Disclosure Detail :: Allegations: Client alleged FA misrepresented account and investment details in order to induce him to open his account. (8/14/2015-12/14/2015)
    • Arbitration Docket Number:
    • Broker Comment: As part of the client on-boarding process we had a discovery meeting where the client objectives, time horizon and risk tolerance where assessed. The client was presented with options that matched the criteria of the profile. The client selected an asset allocation managed portfolio for his account.
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Should I file a FINRA complaint against brokers like DAVID MANUEL VILLAFUERTE?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by DAVID MANUEL VILLAFUERTE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About DAVID MANUEL VILLAFUERTE

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Where can I find more details about DAVID VILLAFUERTE's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against DAVID MANUEL VILLAFUERTE?

Yes. There are disclosures, allegations, or complaints filed against DAVID MANUEL VILLAFUERTE. Click here to view all details

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Click here to download a detailed FINRA report for DAVID VILLAFUERTE

Is it safe to do business with DAVID MANUEL VILLAFUERTE?

We’re not sure. Please research DAVID VILLAFUERTE’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:38 pm

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