DAVID JOSEPH MARTINEZ at VALIC FINANCIAL ADVISORS, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6540332
DAVID JOSEPH MARTINEZ is an Investment Adviser, associated with VALIC FINANCIAL ADVISORS, INC. located at MIAMI, FL. DAVID MARTINEZ’s Central Registration Depository (CRD) number is 6540332 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for DAVID MARTINEZ

    • Event Date: 1/17/2019
    • Disclosure Type: Judgment / Lien
    • Disclosure Resolution:
    • Disclosure Detail :: Judgment/Lien Amount: $8,754.61
    • Judgment/Lien Type: Civil
    • Broker Comment: Currently in a payment plan with Wells Fargo bank.
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Should I file a FINRA complaint against brokers like DAVID JOSEPH MARTINEZ?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by DAVID JOSEPH MARTINEZ’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About DAVID JOSEPH MARTINEZ

What is DAVID MARTINEZ's Central Registration Depository (CRD) Number?

6540332

Which firm is DAVID JOSEPH MARTINEZ associated with?

VALIC FINANCIAL ADVISORS, INC.

Where is DAVID MARTINEZ located?

701 BRICKELL AVENUE, MIAMI, FL, 33131

Where can I find more details about DAVID MARTINEZ's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/42803 to read a detailed report for VALIC FINANCIAL ADVISORS, INC.

Are there any disclosures, allegations or complaints filed against DAVID JOSEPH MARTINEZ?

Yes. There are disclosures, allegations, or complaints filed against DAVID JOSEPH MARTINEZ. Click here to view all details

Where can I download a detailed FINRA report for DAVID MARTINEZ?

Click here to download a detailed FINRA report for DAVID MARTINEZ

Is it safe to do business with DAVID JOSEPH MARTINEZ?

We’re not sure. Please research DAVID MARTINEZ’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:05 pm

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