RedFlag, Allegation and/or Complaint against DAVID JOHN WOROBEC
Disclosure #1 for DAVID WOROBEC
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- Event Date: 12/20/1999
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: ARSON – 1. ONE 2. FELONY 3. NO CONTEST 4. NON-INVESTMENT RELATED BURGLARY – 1. ONE 2. FELONY 3. NO CONTEST 4. NON-INVESTMENT RELATED
- Charge Type: FELONY
- Disposition: ARSON – A. ADJUDICATION WITHHELD B. 3/8/2000 C. JUVENILE FIRE STARTERS PROGRAM, $50 FINE, 30 HOURS OF COMMUNITY SERVICE D.COMPLETED WITHIN 60 DAYS E. 3/8/2000 F. $50 FINE G. COMPLETED WITHIN 60 DAYS BURGLARY – A. ADJUDICATION WITHHELD B. 3/8/2000 C. JUVENILE FIRE STARTERS PROGRAM, $50 FINE, 30 HOURS OF COMMUNITY SERVICE D.COMPLETED WITHIN 60 DAYS E. 3/8/2000 F. $50 FINE G. PRIOR TO 19TH BIRTHDAY
- Broker Comment: AT AGE 13, DAVID AND SOME FRIENDS WERE PLAYING IN AN ABANDONED HOUSE AND SOME OF THE KIDS STARTED VANDALIZING THE HOUSE AND LIGHTING NEWSPAPERS ON FIRE. THEY WERE ALL CHARGED WITH ARSON AND BURGLARY.
Should I file a FINRA complaint against brokers like DAVID JOHN WOROBEC?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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