DAVID ANDERSON GRANT at STATE FARM VP MANAGEMENT CORP. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6292467
DAVID ANDERSON GRANT is an Investment Adviser, associated with STATE FARM VP MANAGEMENT CORP. located at Hiram, GA. DAVID GRANT’s Central Registration Depository (CRD) number is 6292467 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for DAVID GRANT

    • Event Date: 5/30/2018
    • Disclosure Type: Regulatory
    • Resolution: Final
    • Initiated By: Georgia Dept of Banking and Finance
    • Allegations: A state background was missed during licensing for a team member
    • Resolution: Acceptance, Waiver & Consent(AWC) |Sanctions: Monetary Penalty other than Fines
    • Broker Comment: I followed the licensing steps in State Farm, which linked to the state. I also followup the background checks when the team memver was hired. But there was an additional background check needed that I was unaware of.
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Should I file a FINRA complaint against brokers like DAVID ANDERSON GRANT?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by DAVID ANDERSON GRANT’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About DAVID ANDERSON GRANT

What is DAVID GRANT's Central Registration Depository (CRD) Number?


Which firm is DAVID ANDERSON GRANT associated with?


Where is DAVID GRANT located?

44 Darbys Crossing Dr Ste 214, Hiram, GA, 30141-6038

Where can I find more details about DAVID GRANT's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/43036 to read a detailed report for STATE FARM VP MANAGEMENT CORP.

Are there any disclosures, allegations or complaints filed against DAVID ANDERSON GRANT?

Yes. There are disclosures, allegations, or complaints filed against DAVID ANDERSON GRANT. Click here to view all details

Where can I download a detailed FINRA report for DAVID GRANT?

Click here to download a detailed FINRA report for DAVID GRANT

Is it safe to do business with DAVID ANDERSON GRANT?

We’re not sure. Please research DAVID GRANT’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 8:47 pm

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