DAVID Aaron MARTI at TD AMERITRADE, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6958510
DAVID Aaron MARTI is an Investment Adviser, associated with TD AMERITRADE, INC. located at ST. LOUIS, MO. DAVID MARTI’s Central Registration Depository (CRD) number is 6958510 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for DAVID MARTI

    • Event Date: 5/19/2008
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: Class C Felony Posession of a controlled substance
    • Disposition: Deferred Prosecution – ending in the charge being Dismissed by the Prosecution/Nolle Prosequi
    • Broker Comment: The requirements of the Deferred Prosecution were met without any issues.
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Should I file a FINRA complaint against brokers like DAVID Aaron MARTI?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by DAVID Aaron MARTI’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About DAVID Aaron MARTI

What is DAVID MARTI's Central Registration Depository (CRD) Number?


Which firm is DAVID Aaron MARTI associated with?


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Where can I find more details about DAVID MARTI's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/7870 to read a detailed report for TD AMERITRADE, INC.

Are there any disclosures, allegations or complaints filed against DAVID Aaron MARTI?

Yes. There are disclosures, allegations, or complaints filed against DAVID Aaron MARTI. Click here to view all details

Where can I download a detailed FINRA report for DAVID MARTI?

Click here to download a detailed FINRA report for DAVID MARTI

Is it safe to do business with DAVID Aaron MARTI?

We’re not sure. Please research DAVID MARTI’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:11 pm

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