RedFlag, Allegation and/or Complaint against DAVID Aaron MARTI
Disclosure #1 for DAVID MARTI
- Event Date: 5/19/2008
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: Class C Felony Posession of a controlled substance
- Disposition: Deferred Prosecution – ending in the charge being Dismissed by the Prosecution/Nolle Prosequi
- Broker Comment: The requirements of the Deferred Prosecution were met without any issues.
Should I file a FINRA complaint against brokers like DAVID Aaron MARTI?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:11 pm