RedFlags, Allegations and Complaints against DARRELL KEVIN WALTERS
Disclosure #1 for DARRELL WALTERS
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- Event Date: 1/1/1988
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: FELONY CHARGES OF DRIVING UNDER THE INFLUENCE OF ALCOHOL AND POSSESSION OF A CONTROLLED SUBSTANCE PLEAD GUILTY TO BOTH NON-INVESTMENT RELATED
- Charge Type: FELONY
- Disposition: ON 8/15/88 I BEGAN THE POST CONVICTION DRINKING DRIVER PROGRAM WHICH WAS A SIX MONTH PROGRAM. THE FEE FOR THIS WAS $1,117.00. THE POSSESSION OF A CONTROLLED SUBSTANCE CHARGE WAS DROPPED. DRIVING UNDER THE INFLUENCE IS A MISDEMEANOR.
- Broker Comment: I WAS ONLY CONVICTED OF MISDEMEANOR DRUNK DRIVING.
Should I file a FINRA complaint against brokers like DARRELL KEVIN WALTERS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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