DARRELL KEVIN WALTERS at AVANTAX INVESTMENT SERVICES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 1629277
DARRELL KEVIN WALTERS is an Investment Adviser, associated with AVANTAX INVESTMENT SERVICES, INC. located at CONCORD, CA. DARRELL WALTERS’s Central Registration Depository (CRD) number is 1629277 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for DARRELL WALTERS

    • Event Date: 1/1/1988
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: FELONY CHARGES OF DRIVING UNDER THE INFLUENCE OF ALCOHOL AND POSSESSION OF A CONTROLLED SUBSTANCE PLEAD GUILTY TO BOTH NON-INVESTMENT RELATED
    • Charge Type: FELONY
    • Disposition: ON 8/15/88 I BEGAN THE POST CONVICTION DRINKING DRIVER PROGRAM WHICH WAS A SIX MONTH PROGRAM. THE FEE FOR THIS WAS $1,117.00. THE POSSESSION OF A CONTROLLED SUBSTANCE CHARGE WAS DROPPED. DRIVING UNDER THE INFLUENCE IS A MISDEMEANOR.
    • Broker Comment: I WAS ONLY CONVICTED OF MISDEMEANOR DRUNK DRIVING.
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Should I file a FINRA complaint against brokers like DARRELL KEVIN WALTERS?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by DARRELL KEVIN WALTERS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About DARRELL KEVIN WALTERS

What is DARRELL WALTERS's Central Registration Depository (CRD) Number?

1629277

Which firm is DARRELL KEVIN WALTERS associated with?

AVANTAX INVESTMENT SERVICES, INC.

Where is DARRELL WALTERS located?

2380 SALVIO STREET, CONCORD, CA, 94520

Where can I find more details about DARRELL WALTERS's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/13686 to read a detailed report for AVANTAX INVESTMENT SERVICES, INC.

Are there any disclosures, allegations or complaints filed against DARRELL KEVIN WALTERS?

Yes. There are disclosures, allegations, or complaints filed against DARRELL KEVIN WALTERS. Click here to view all details

Where can I download a detailed FINRA report for DARRELL WALTERS?

Click here to download a detailed FINRA report for DARRELL WALTERS

Is it safe to do business with DARRELL KEVIN WALTERS?

We’re not sure. Please research DARRELL WALTERS’s disclosures, allegations and complaints before taking a decision

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