DARLA JEAN KASHIAN at RBC CAPITAL MARKETS, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4894371
DARLA JEAN KASHIAN is an Investment Adviser, associated with RBC CAPITAL MARKETS, LLC located at MINNEAPOLIS, MN. DARLA KASHIAN’s Central Registration Depository (CRD) number is 4894371 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for DARLA KASHIAN

    • Event Date: 11/16/2015
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Denied
    • Disclosure Detail :: Allegations: Trustee claims that she was not informed that insured municipal bonds she purchased in July and August of 2012 were trading at a premium.
    • Arbitration Docket Number:
    • Broker Comment: [Customer and I have maintained our business relationship, in spite of the issue articulated.
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Should I file a FINRA complaint against brokers like DARLA JEAN KASHIAN?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by DARLA JEAN KASHIAN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About DARLA JEAN KASHIAN

What is DARLA KASHIAN's Central Registration Depository (CRD) Number?


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Where can I find more details about DARLA KASHIAN's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/31194 to read a detailed report for RBC CAPITAL MARKETS, LLC

Are there any disclosures, allegations or complaints filed against DARLA JEAN KASHIAN?

Yes. There are disclosures, allegations, or complaints filed against DARLA JEAN KASHIAN. Click here to view all details

Where can I download a detailed FINRA report for DARLA KASHIAN?

Click here to download a detailed FINRA report for DARLA KASHIAN

Is it safe to do business with DARLA JEAN KASHIAN?

We’re not sure. Please research DARLA KASHIAN’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 8:30 pm

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