RedFlag, Allegation and/or Complaint against DARLA JEAN KASHIAN
Disclosure #1 for DARLA KASHIAN
- Event Date: 11/16/2015
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: Trustee claims that she was not informed that insured municipal bonds she purchased in July and August of 2012 were trading at a premium.
- Arbitration Docket Number:
- Broker Comment: [Customer and I have maintained our business relationship, in spite of the issue articulated.
Should I file a FINRA complaint against brokers like DARLA JEAN KASHIAN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:30 pm