RedFlag, Allegation and/or Complaint against DANIEL PAUL EHLERT
Disclosure #1 for DANIEL EHLERT
- Event Date: 7/10/2002
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: THE CLIENTS FAMILY ALLEGES THAT I TOLD THEM THE DEATH BENEFIT PAYABLE TO THE BENEFICIARY WOULD BE MORE THAN IT ACTUALLY WAS.
- Damage Amount Requested: $17,002.11
- Settlement Amount: $12,857.77
- Arbitration Docket Number:
- Broker Comment: THE FIRM SETTLED WITH THE BENEFICIARY FOR THE DIFFERENCE BETWEEN THE ACTUAL DEATH BENEFIT THAT WOULD HAVE BEEN PAID OF THE BENEFICARY HAD EXPEDITED FILING THEIR CLAIM.
Should I file a FINRA complaint against brokers like DANIEL PAUL EHLERT?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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