RedFlag, Allegation and/or Complaint against DANIEL JOSEPH PACELLA
Disclosure #1 for DANIEL PACELLA
- Event Date: 8/21/2020
- Disclosure Type: Customer Dispute
- Resolution: Settled
- Allegations: The Customer alleged unsuitable investment recommendations.
- Damage Amount Requested: $739,000.00
- Settlement Amount: $250,000.00
- Arbitration Docket Number:
- Broker Comment: The Firm and the Registered Representative deny the allegations and believe they are without merit. Customer chose to invest in the product at issue after the risk of loss was fully disclosed and after the customer independently determined that the product was an appropriate investment. In effect, the Customer is expecting the Registered Representative and the Firm to guarantee the investment’s performance. By entering into a settlement with the Customer, the Firm and the Registered Representative admit no liability whatsoever and deny any and all liabilities claimed by the Customer.
Should I file a FINRA complaint against brokers like DANIEL JOSEPH PACELLA?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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