CRAIG EDWARD WHITLOCK at STATE FARM VP MANAGEMENT CORP. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5529795
CRAIG EDWARD WHITLOCK is an Investment Adviser, associated with STATE FARM VP MANAGEMENT CORP. located at Lafayette, IN. CRAIG WHITLOCK’s Central Registration Depository (CRD) number is 5529795 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for CRAIG WHITLOCK

    • Event Date: 7/2/1996
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: THEFT, 1 COUNT CRIMINAL MISD. PAID A $100 DIVERSION FEE AND PROSECUTION WITHHELD. NOT INVESTMENT RELATED
    • Charge Type: MISDEMEANOR
    • Disposition: PRE TRIAL DIVERSION 1 YEAR. CASE DROPPED AND CLOSED.
    • Broker Comment: MY FRIENDS AND I IN COLLEGE WERE WALKING HOME WITH A CHAIR FROM A RESTAURANT. IT WAS A PRANK. (A POOR CHOICE OF PRANKS, IN HINDSIGHT.) WE WERE ARRESTED AND SPENT THE NIGHT IN JAIL. I WAS GIVEN A DIVERSION AND MY RECORD IS CLEAR TO THE BEST OF MY KNOWLEDGE.
See also  BETTY FLOWERS at PFS INVESTMENTS INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Should I file a FINRA complaint against brokers like CRAIG EDWARD WHITLOCK?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by CRAIG EDWARD WHITLOCK’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  MICHAEL ROLAND CARON at PRINCIPAL SECURITIES, INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

 
BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.


Frequently Asked Questions About CRAIG EDWARD WHITLOCK

What is CRAIG WHITLOCK's Central Registration Depository (CRD) Number?

5529795

Which firm is CRAIG EDWARD WHITLOCK associated with?

STATE FARM VP MANAGEMENT CORP.

Where is CRAIG WHITLOCK located?

750 Park East Blvd, Lafayette, IN, 47905-0788

Where can I find more details about CRAIG WHITLOCK's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/43036 to read a detailed report for STATE FARM VP MANAGEMENT CORP.

Are there any disclosures, allegations or complaints filed against CRAIG EDWARD WHITLOCK?

Yes. There are disclosures, allegations, or complaints filed against CRAIG EDWARD WHITLOCK. Click here to view all details

Where can I download a detailed FINRA report for CRAIG WHITLOCK?

Click here to download a detailed FINRA report for CRAIG WHITLOCK

Is it safe to do business with CRAIG EDWARD WHITLOCK?

We’re not sure. Please research CRAIG WHITLOCK’s disclosures, allegations and complaints before taking a decision

See also  ROSALIND MARIE KELLY at STATE FARM VP MANAGEMENT CORP. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Report Inaccuracy
Disclaimer

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.



 

Originally posted on November 17, 2022 @ 8:50 pm

Share your experience with this broker

Leave a reply

Broker Audit
Logo
Register New Account