RedFlag, Allegation and/or Complaint against CRAIG EDWARD WHITLOCK
Disclosure #1 for CRAIG WHITLOCK
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- Event Date: 7/2/1996
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: THEFT, 1 COUNT CRIMINAL MISD. PAID A $100 DIVERSION FEE AND PROSECUTION WITHHELD. NOT INVESTMENT RELATED
- Charge Type: MISDEMEANOR
- Disposition: PRE TRIAL DIVERSION 1 YEAR. CASE DROPPED AND CLOSED.
- Broker Comment: MY FRIENDS AND I IN COLLEGE WERE WALKING HOME WITH A CHAIR FROM A RESTAURANT. IT WAS A PRANK. (A POOR CHOICE OF PRANKS, IN HINDSIGHT.) WE WERE ARRESTED AND SPENT THE NIGHT IN JAIL. I WAS GIVEN A DIVERSION AND MY RECORD IS CLEAR TO THE BEST OF MY KNOWLEDGE.
Should I file a FINRA complaint against brokers like CRAIG EDWARD WHITLOCK?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally posted on November 17, 2022 @ 8:50 pm
