CODY DON CARPENTER at PLANMEMBER SECURITIES CORPORATION – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4428953
CODY DON CARPENTER is an Investment Adviser, associated with PLANMEMBER SECURITIES CORPORATION located at McDonough, GA. CODY CARPENTER’s Central Registration Depository (CRD) number is 4428953 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for CODY CARPENTER

    • Event Date: 12/10/2013
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Closed-No Action
    • Disclosure Detail :: Allegations: CLIENT ALLEGES THAT THE SURRENDER FEES HAD NOT BEEN FULLY DISCLOSED- THAT CLIENT MAY HAVE TO PAY.
    • Damage Amount Requested: $5,000.00
    • Arbitration Docket Number:
    • Broker Comment: PSEC DISCOVERY THE CLIENT COMPLAINT ON 2/26/2014- CLOSED \GA DEPT. OF INSURANCE CLOSED AS ALLEGATION MADE BY CLIENT NOT KNOWING ABOUT SURRENDER CHARGES, FIX CAP OR 30 DAY FREE LOOK- HAD ALL BEEN ACKNOWLEDGED BY CLIENT BY SIGNING DISCLOSURE FORMS-


Should I file a FINRA complaint against brokers like CODY DON CARPENTER?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by CODY DON CARPENTER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About CODY DON CARPENTER

What is CODY CARPENTER's Central Registration Depository (CRD) Number?

4428953

Which firm is CODY DON CARPENTER associated with?

PLANMEMBER SECURITIES CORPORATION

Where is CODY CARPENTER located?

1700 Pennsylvania Ave, McDonough, GA, 30253

Where can I find more details about CODY CARPENTER's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/11869 to read a detailed report for PLANMEMBER SECURITIES CORPORATION

Are there any disclosures, allegations or complaints filed against CODY DON CARPENTER?

Yes. There are disclosures, allegations, or complaints filed against CODY DON CARPENTER. Click here to view all details

Where can I download a detailed FINRA report for CODY CARPENTER?

Click here to download a detailed FINRA report for CODY CARPENTER

Is it safe to do business with CODY DON CARPENTER?

We’re not sure. Please research CODY CARPENTER’s disclosures, allegations and complaints before taking a decision


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