CHRISTOPHER DOUGLAS JENKINS at UBS FINANCIAL SERVICES INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4641019
CHRISTOPHER DOUGLAS JENKINS is an Investment Adviser, associated with UBS FINANCIAL SERVICES INC. located at JOHNSON CITY, TN. CHRISTOPHER JENKINS’s Central Registration Depository (CRD) number is 4641019 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for CHRISTOPHER JENKINS

    • Event Date: 4/25/2016
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Settled
    • Disclosure Detail :: Allegations: Time frame? Not Stated Plaintiff alleges suitability, excessive concentration and misrepresentations regarding Closed End Funds.
    • Damage Amount Requested: $60,000.00
    • Settlement Amount: $27,500.00
    • Arbitration Docket Number: 16-01103
See also  WILLIAM T GROVE at UBS FINANCIAL SERVICES INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Should I file a FINRA complaint against brokers like CHRISTOPHER DOUGLAS JENKINS?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by CHRISTOPHER DOUGLAS JENKINS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  PATRICK MATTHEW SWEENEY at MORGAN STANLEY - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

 
BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.


Frequently Asked Questions About CHRISTOPHER DOUGLAS JENKINS

What is CHRISTOPHER JENKINS's Central Registration Depository (CRD) Number?

4641019

Which firm is CHRISTOPHER DOUGLAS JENKINS associated with?

UBS FINANCIAL SERVICES INC.

Where is CHRISTOPHER JENKINS located?

214 EAST MOUNTCASTLE DRIVE, JOHNSON CITY, TN, 37601

Where can I find more details about CHRISTOPHER JENKINS's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/8174 to read a detailed report for UBS FINANCIAL SERVICES INC.

Are there any disclosures, allegations or complaints filed against CHRISTOPHER DOUGLAS JENKINS?

Yes. There are disclosures, allegations, or complaints filed against CHRISTOPHER DOUGLAS JENKINS. Click here to view all details

Where can I download a detailed FINRA report for CHRISTOPHER JENKINS?

Click here to download a detailed FINRA report for CHRISTOPHER JENKINS

Is it safe to do business with CHRISTOPHER DOUGLAS JENKINS?

We’re not sure. Please research CHRISTOPHER JENKINS’s disclosures, allegations and complaints before taking a decision

See also  MICHAEL Jay ZAGORIA at EQUITABLE DISTRIBUTORS, LLC - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Report Inaccuracy
Disclaimer

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.



 

Originally posted on November 17, 2022 @ 9:04 pm

Share your experience with this broker

Leave a reply

Broker Audit
Logo
Register New Account