CHRISTOPHER DAVID GUARINO at MORGAN STANLEY – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 2068561
CHRISTOPHER DAVID GUARINO is an Investment Adviser, associated with MORGAN STANLEY located at New York, NY. CHRISTOPHER GUARINO’s Central Registration Depository (CRD) number is 2068561 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for CHRISTOPHER GUARINO

    • Event Date: 6/30/2010
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Denied
    • Disclosure Detail :: Allegations: CLAIMANT ALLEGES, INTER ALIA, THAT FROM DECEMBER 2007 THROUGH AUGUST 2008 THE FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENTS IN THE CLAIMANT’S ACCOUNTS AND FAILED TO FOLLOW HIS INSTRUCTIONS REGARDING ASSET ALLOCATION.
    • Damage Amount Requested: $472,924.66
    • Broker Comment: AT HEARING, RESPONDENTS DEMONSTRATED THAT, CONTRARY TO CLAIMANT’S ALLEGATIONS, THE INVESTMENTS RECOMMENDED TO CLAIMANT WERE SUITABLE AND APPROPRIATE AND THAT RESPONDENTS DID NOT FAIL TO FOLLOW CLAIMANT’S INSTRUCTIONS. THE ARBITRATORS SUBSEQUENTLY DENIED CLAIMANT’S CLAIMS IN THEIR ENTIRETY.

Disclosure #2 for CHRISTOPHER GUARINO

      • Event Date: 3/16/2010
      • Disclosure Type: Customer Dispute
      • Disclosure Resolution: Denied
      • Disclosure Detail :: Allegations: CLIENT’S ATTORNEY ALLEGED, INTER ALIA, FAILURE TO FOLLOW INSTRUCTIONS WITH RESPECT TO INVESTMENT GUIDELINES – 12/2007-08/2009.
      • Damage Amount Requested: $500,000.00
      • arbitrationDocketNumber:

Disclosure #3 for CHRISTOPHER GUARINO

      • Event Date: 3/16/2010
      • Disclosure Type: Customer Dispute
      • Disclosure Resolution: Denied
      • Disclosure Detail :: Allegations: CLIENT’S ATTORNEY ALLEGED, INTER ALIA, FAILURE TO FOLLOW INSTRUCTIONS WITH RESPECT TO INVESTMENT GUIDELINES – 12/2007-08/2009.
      • Damage Amount Requested: $500,000.00
      • arbitrationDocketNumber:


Should I file a FINRA complaint against brokers like CHRISTOPHER DAVID GUARINO?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by CHRISTOPHER DAVID GUARINO’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About CHRISTOPHER DAVID GUARINO

What is CHRISTOPHER GUARINO's Central Registration Depository (CRD) Number?

2068561

Which firm is CHRISTOPHER DAVID GUARINO associated with?

MORGAN STANLEY

Where is CHRISTOPHER GUARINO located?

One Penn Plaza, New York, NY, 10119

Where can I find more details about CHRISTOPHER GUARINO's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/149777 to read a detailed report for MORGAN STANLEY

Are there any disclosures, allegations or complaints filed against CHRISTOPHER DAVID GUARINO?

Yes. There are disclosures, allegations, or complaints filed against CHRISTOPHER DAVID GUARINO. Click here to view all details

Where can I download a detailed FINRA report for CHRISTOPHER GUARINO?

Click here to download a detailed FINRA report for CHRISTOPHER GUARINO

Is it safe to do business with CHRISTOPHER DAVID GUARINO?

We’re not sure. Please research CHRISTOPHER GUARINO’s disclosures, allegations and complaints before taking a decision


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