RedFlag, Allegation and/or Complaint against CHRISTOPHER CHARLES BARTLER
Disclosure #1 for CHRISTOPHER BARTLER
- Event Date: 4/17/2005
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: ONE COUNT – MISEMEANOR SALE OF SIMULATED DOCUMENTS AMENDED TO ORDINANCE PROHIBITED ACTS – PLEAD GUILTY. ONE COUNT – MISDEMEANOR UNDERAGE POSSESSION OF ALCOHOL AMENDED TO ORDINANCE POSSESSION OF ALCOHOL – PLEAD GUILTY ONE COUNT. ORDINANCE UNAPPROVED EQUIPMENT – NO PLEA. ONE COUNT – ORDINANCE OPEN ALCOHOL CONTAINER – NO PLEA.
- Charge Type: FELONY
- Disposition: FOUND GUILTY OF AMENDED CHARGES ON 9/14/05. PAID $766 IN FINES ON 9/14/05.
Should I file a FINRA complaint against brokers like CHRISTOPHER CHARLES BARTLER?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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