CHRISTOPHER CHARLES BARTLER at SECURITIES AMERICA, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5195669
CHRISTOPHER CHARLES BARTLER is an Investment Adviser, associated with SECURITIES AMERICA, INC. located at PHILADELPHIA, PA. CHRISTOPHER BARTLER’s Central Registration Depository (CRD) number is 5195669 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for CHRISTOPHER BARTLER

    • Event Date: 4/17/2005
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: ONE COUNT – MISEMEANOR SALE OF SIMULATED DOCUMENTS AMENDED TO ORDINANCE PROHIBITED ACTS – PLEAD GUILTY. ONE COUNT – MISDEMEANOR UNDERAGE POSSESSION OF ALCOHOL AMENDED TO ORDINANCE POSSESSION OF ALCOHOL – PLEAD GUILTY ONE COUNT. ORDINANCE UNAPPROVED EQUIPMENT – NO PLEA. ONE COUNT – ORDINANCE OPEN ALCOHOL CONTAINER – NO PLEA.
    • Charge Type: FELONY
    • Disposition: FOUND GUILTY OF AMENDED CHARGES ON 9/14/05. PAID $766 IN FINES ON 9/14/05.


Should I file a FINRA complaint against brokers like CHRISTOPHER CHARLES BARTLER?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by CHRISTOPHER CHARLES BARTLER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About CHRISTOPHER CHARLES BARTLER

What is CHRISTOPHER BARTLER's Central Registration Depository (CRD) Number?

5195669

Which firm is CHRISTOPHER CHARLES BARTLER associated with?

SECURITIES AMERICA, INC.

Where is CHRISTOPHER BARTLER located?

1 INTERNATIONAL PLAZA STE 550, PHILADELPHIA, PA, 19113

Where can I find more details about CHRISTOPHER BARTLER's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/10205 to read a detailed report for SECURITIES AMERICA, INC.

Are there any disclosures, allegations or complaints filed against CHRISTOPHER CHARLES BARTLER?

Yes. There are disclosures, allegations, or complaints filed against CHRISTOPHER CHARLES BARTLER. Click here to view all details

Where can I download a detailed FINRA report for CHRISTOPHER BARTLER?

Click here to download a detailed FINRA report for CHRISTOPHER BARTLER

Is it safe to do business with CHRISTOPHER CHARLES BARTLER?

We’re not sure. Please research CHRISTOPHER BARTLER’s disclosures, allegations and complaints before taking a decision


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