RedFlag, Allegation and/or Complaint against CHRISTIAN WOOLFOLK
Disclosure #1 for CHRISTIAN WOOLFOLK
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- Event Date: 3/25/2015
- Disclosure Type: Judgment / Lien
- Resolution:
- Judgment/Lien Amount: $2,112.00
- Judgment/Lien Type: Civil
- Broker Comment: I CAME BACK TO OHIO TO VISIT AND FOUND IN MY MAIL THAT THIS CASE WAS OCCURING. IMMEDIATELY AFTER FINDING OUT. I SUMITTED A RESPONSE TO SET UP A PAYMENT PLAN. I DIDN’T RECEIVE NOTICE OF THE COURT DATE UNTIL AFTER I WAS GONE AGAIN. I AM CURRENTLY RESOLVING THIS.
Should I file a FINRA complaint against brokers like CHRISTIAN WOOLFOLK?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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