CHARLES VICTOR PODESTA at TRADESTATION SECURITIES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6450665
CHARLES VICTOR PODESTA is an Investment Adviser, associated with TRADESTATION SECURITIES, INC. located at PLANTATION, FL. CHARLES PODESTA’s Central Registration Depository (CRD) number is 6450665 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for CHARLES PODESTA

    • Event Date: 9/21/2007
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: PROHIBITED ACTS – ENDANGERED SPECIES
    • Disposition: Amended
    • Amended Charges: UNLAWFUL TAKE OF A PROTECTED SPECIES
    • Amended Charge Type: MISDEMEANOR
    • Amended Charge Disposition: Pled guilty
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Should I file a FINRA complaint against brokers like CHARLES VICTOR PODESTA?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by CHARLES VICTOR PODESTA’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About CHARLES VICTOR PODESTA

What is CHARLES PODESTA's Central Registration Depository (CRD) Number?

6450665

Which firm is CHARLES VICTOR PODESTA associated with?

TRADESTATION SECURITIES, INC.

Where is CHARLES PODESTA located?

8050 SW 10TH STREET, PLANTATION, FL, 33324

Where can I find more details about CHARLES PODESTA's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/39473 to read a detailed report for TRADESTATION SECURITIES, INC.

Are there any disclosures, allegations or complaints filed against CHARLES VICTOR PODESTA?

Yes. There are disclosures, allegations, or complaints filed against CHARLES VICTOR PODESTA. Click here to view all details

Where can I download a detailed FINRA report for CHARLES PODESTA?

Click here to download a detailed FINRA report for CHARLES PODESTA

Is it safe to do business with CHARLES VICTOR PODESTA?

We’re not sure. Please research CHARLES PODESTA’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 8:48 pm

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