RedFlag, Allegation and/or Complaint against CHARLES JOSEPH NORTON
Disclosure #1 for CHARLES NORTON
- Event Date: 2/17/2008
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: Simple Worthless Check
- Disposition: Dismissed
- Broker Comment: On February 17, 2008 a complaint was filed against me in the Pitt County Court for an offense by Food Lion In the amount of $48.56 for a simple worthless check. Docket #08CR61702. After I wrote the check they attempted to notify me of the debt through certified mail however at the time I was in transition between residences. Once I was made aware of it I immediately went to the court house and satisfied the debt. It was described to me that I could simply pay off what I owed along with a court fee and I thought that would satisfy the issue without any other consequence. Upon attempting to get my licensing last year I found that this was still on my record and I contacted an attorney at the Pitt County Court who got the case dismissed. Proof of dismissal was provided on 10/31/2017.
Should I file a FINRA complaint against brokers like CHARLES JOSEPH NORTON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:41 pm