CHARLES JOSEPH NORTON at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6913654
CHARLES JOSEPH NORTON is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at EDEN, NC. CHARLES NORTON’s Central Registration Depository (CRD) number is 6913654 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for CHARLES NORTON

    • Event Date: 2/17/2008
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: Simple Worthless Check
    • Disposition: Dismissed
    • Broker Comment: On February 17, 2008 a complaint was filed against me in the Pitt County Court for an offense by Food Lion In the amount of $48.56 for a simple worthless check. Docket #08CR61702. After I wrote the check they attempted to notify me of the debt through certified mail however at the time I was in transition between residences. Once I was made aware of it I immediately went to the court house and satisfied the debt. It was described to me that I could simply pay off what I owed along with a court fee and I thought that would satisfy the issue without any other consequence. Upon attempting to get my licensing last year I found that this was still on my record and I contacted an attorney at the Pitt County Court who got the case dismissed. Proof of dismissal was provided on 10/31/2017.


Should I file a FINRA complaint against brokers like CHARLES JOSEPH NORTON?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by CHARLES JOSEPH NORTON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About CHARLES JOSEPH NORTON

What is CHARLES NORTON's Central Registration Depository (CRD) Number?

6913654

Which firm is CHARLES JOSEPH NORTON associated with?

WELLS FARGO CLEARING SERVICES, LLC

Where is CHARLES NORTON located?

665 S VAN BUREN RD, EDEN, NC, 27288

Where can I find more details about CHARLES NORTON's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against CHARLES JOSEPH NORTON?

Yes. There are disclosures, allegations, or complaints filed against CHARLES JOSEPH NORTON. Click here to view all details

Where can I download a detailed FINRA report for CHARLES NORTON?

Click here to download a detailed FINRA report for CHARLES NORTON

Is it safe to do business with CHARLES JOSEPH NORTON?

We’re not sure. Please research CHARLES NORTON’s disclosures, allegations and complaints before taking a decision


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