RedFlag, Allegation and/or Complaint against CHARLES EDWARD THOMPSON
Disclosure #1 for CHARLES THOMPSON
- Event Date: 4/26/2022
- Disclosure Type: Judgment / Lien
- Disclosure Resolution:
- Disclosure Detail :: Judgment/Lien Amount: $1,884.70
- Judgment/Lien Type: Tax
- Broker Comment: This was in reference to a property tax bill on a property I own in Glynn County Ga. I was not aware the property taxes had not been paid and never received a copy of the bill nor did I receive a notice of an intent to file a lien. Glynn County had my new address on the new tax assessment, but for some reason the change of address was not processed on the tax bill as it showed my old address. I paid the tax bill immediately upon finding out about it and have completed a change of address with Glynn County.
Should I file a FINRA complaint against brokers like CHARLES EDWARD THOMPSON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally posted on November 17, 2022 @ 8:57 pm