RedFlag, Allegation and/or Complaint against CHARLES EDWARD CAPPEL
Disclosure #1 for CHARLES CAPPEL
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- Event Date: 11/1/1971
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: MISDEMEANOR THEFT CHARGE
- Disposition: Pled guilty
- Broker Comment: THE INCIDENT THAT OCCURRED IN RED WILLOW COUNTY NEBRASKA IN 1971 WAS WHEN I WAS A JUNIOR IN HIGH SCHOOL. I WAS WORKING AT A SERVICE STATION ALONG WITH ANOTHER INDIVIDUAL, WHO I CONSIDERED A FRIEND. WHILE I WAS WORKING, HE STOLE MONEY FROM THE BUSINESS. SINCE THE THEFT OCCURRED ON MY SHIFT, I WAS RESPONSIBLE, & WE WERE BOTH CONVICTED OF A MISDEMEANOR & PAID A FINE PLUS RESTITUTION.
Should I file a FINRA complaint against brokers like CHARLES EDWARD CAPPEL?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:34 pm
