RedFlag, Allegation and/or Complaint against CATHY ANNE PASUT
Disclosure #1 for CATHY PASUT
- Event Date: 7/1/1993
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: Possession with an unloaded without a permit
- Disposition: Amended
- Amended Charges: Felony charge was amended to a misdemeanor.
- Amended Charge Type: MISDEMEANOR
- Amended Charge Disposition: Pled guilty
- Broker Comment: TOURIST VISITING THE STATUE OF LIBERTY. ARRIVED ON ELLIS ISLAND, WAS ASKED IF I WAS CARRYING A WEAPON, REPLIED YES, WAS TAKEN INTO CUSTODY BY FEDERAL PARK RANGERS, TRASPORTED TO FEDERAL BLDG IN NEW YORK CITY. RELEASED THE SAME DAY.
Should I file a FINRA complaint against brokers like CATHY ANNE PASUT?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally posted on November 17, 2022 @ 8:58 pm