CATHY ANNE PASUT at STATE FARM VP MANAGEMENT CORP. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4437305
CATHY ANNE PASUT is an Investment Adviser, associated with STATE FARM VP MANAGEMENT CORP. located at San Rafael, CA. CATHY PASUT’s Central Registration Depository (CRD) number is 4437305 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for CATHY PASUT

    • Event Date: 7/1/1993
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: Possession with an unloaded without a permit
    • Disposition: Amended
    • Amended Charges: Felony charge was amended to a misdemeanor.
    • Amended Charge Type: MISDEMEANOR
    • Amended Charge Disposition: Pled guilty
    • Broker Comment: TOURIST VISITING THE STATUE OF LIBERTY. ARRIVED ON ELLIS ISLAND, WAS ASKED IF I WAS CARRYING A WEAPON, REPLIED YES, WAS TAKEN INTO CUSTODY BY FEDERAL PARK RANGERS, TRASPORTED TO FEDERAL BLDG IN NEW YORK CITY. RELEASED THE SAME DAY.
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Should I file a FINRA complaint against brokers like CATHY ANNE PASUT?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by CATHY ANNE PASUT’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About CATHY ANNE PASUT

What is CATHY PASUT's Central Registration Depository (CRD) Number?

4437305

Which firm is CATHY ANNE PASUT associated with?

STATE FARM VP MANAGEMENT CORP.

Where is CATHY PASUT located?

101 Lucas Valley Rd, San Rafael, CA, 94903

Where can I find more details about CATHY PASUT's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/43036 to read a detailed report for STATE FARM VP MANAGEMENT CORP.

Are there any disclosures, allegations or complaints filed against CATHY ANNE PASUT?

Yes. There are disclosures, allegations, or complaints filed against CATHY ANNE PASUT. Click here to view all details

Where can I download a detailed FINRA report for CATHY PASUT?

Click here to download a detailed FINRA report for CATHY PASUT

Is it safe to do business with CATHY ANNE PASUT?

We’re not sure. Please research CATHY PASUT’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 8:58 pm

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