CARRIE ELISSA BISCOTTI at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6902711
CARRIE ELISSA BISCOTTI is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at BEAUMONT, CA. CARRIE BISCOTTI’s Central Registration Depository (CRD) number is 6902711 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for CARRIE BISCOTTI

    • Event Date: 8/15/1989
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: The original charge was unlawful use of a controlled substance.
    • Disposition: Pled guilty
    • Broker Comment: This unfortunate event was due to a downward spiral in my life after my best friend committed suicide when I was a freshman in high school. I went down a bad path which lead to my arrest. I must say though that, even at the time, I was so grateful to \get caught\. The event literally scared me straight.


Should I file a FINRA complaint against brokers like CARRIE ELISSA BISCOTTI?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by CARRIE ELISSA BISCOTTI’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About CARRIE ELISSA BISCOTTI

What is CARRIE BISCOTTI's Central Registration Depository (CRD) Number?

6902711

Which firm is CARRIE ELISSA BISCOTTI associated with?

WELLS FARGO CLEARING SERVICES, LLC

Where is CARRIE BISCOTTI located?

499 E 6TH ST, BEAUMONT, CA, 92223

Where can I find more details about CARRIE BISCOTTI's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against CARRIE ELISSA BISCOTTI?

Yes. There are disclosures, allegations, or complaints filed against CARRIE ELISSA BISCOTTI. Click here to view all details

Where can I download a detailed FINRA report for CARRIE BISCOTTI?

Click here to download a detailed FINRA report for CARRIE BISCOTTI

Is it safe to do business with CARRIE ELISSA BISCOTTI?

We’re not sure. Please research CARRIE BISCOTTI’s disclosures, allegations and complaints before taking a decision


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