RedFlag, Allegation and/or Complaint against CARRIE ELISSA BISCOTTI
Disclosure #1 for CARRIE BISCOTTI
- Event Date: 8/15/1989
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: The original charge was unlawful use of a controlled substance.
- Disposition: Pled guilty
- Broker Comment: This unfortunate event was due to a downward spiral in my life after my best friend committed suicide when I was a freshman in high school. I went down a bad path which lead to my arrest. I must say though that, even at the time, I was so grateful to \get caught\. The event literally scared me straight.
Should I file a FINRA complaint against brokers like CARRIE ELISSA BISCOTTI?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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