CARLOS MIGUEL MARTINEZ at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5781741
CARLOS MIGUEL MARTINEZ is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at ANSONIA, CT. CARLOS MARTINEZ’s Central Registration Depository (CRD) number is 5781741 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for CARLOS MARTINEZ

    • Event Date: 1/10/2022
    • Disclosure Type: Financial
    • Disclosure Resolution: Final
    • Disclosure Detail :: Type: Compromise
    • Disposition: Satisfied/Released
    • Broker Comment: I moved and didn’t receive the bill, collector called me, offered me a lower price to setup payment- I agreed. Paid off.


Should I file a FINRA complaint against brokers like CARLOS MIGUEL MARTINEZ?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by CARLOS MIGUEL MARTINEZ’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About CARLOS MIGUEL MARTINEZ

What is CARLOS MARTINEZ's Central Registration Depository (CRD) Number?

5781741

Which firm is CARLOS MIGUEL MARTINEZ associated with?

WELLS FARGO CLEARING SERVICES, LLC

Where is CARLOS MARTINEZ located?

211 MAIN ST 2ND FL, ANSONIA, CT, 6401

Where can I find more details about CARLOS MARTINEZ's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against CARLOS MIGUEL MARTINEZ?

Yes. There are disclosures, allegations, or complaints filed against CARLOS MIGUEL MARTINEZ. Click here to view all details

Where can I download a detailed FINRA report for CARLOS MARTINEZ?

Click here to download a detailed FINRA report for CARLOS MARTINEZ

Is it safe to do business with CARLOS MIGUEL MARTINEZ?

We’re not sure. Please research CARLOS MARTINEZ’s disclosures, allegations and complaints before taking a decision


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