CARLA COSTON FELTON at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5388815
CARLA COSTON FELTON is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at DURHAM, NC. CARLA FELTON’s Central Registration Depository (CRD) number is 5388815 and the FINRA Profile can be found at –

Disclosure #1 for CARLA FELTON

    • Event Date: 6/6/2018
    • Disclosure Type: Judgment / Lien
    • Resolution:
    • Judgment/Lien Amount: $802.22
    • Judgment/Lien Type: Tax
    • Broker Comment: I had previously setup automatic payments for the tax debit I owed. It was $50 installments on the 1st and 15th of each month. The funds were automatically deducted from my Wells Fargo checking account. The automatic payments stopped not by me. I then received a letter in the mail about the levy. I then received the next day another letter stating that NC state of revenue would reinstate the automatic payment schedule if I completed the authorization form and sent back. I then had funds deducted out of my last check. I called NC depart of revenue. It was confirmed that I was on automatic payment. I was asked to give them an phone number or fax number for the a release document to be sent over. I confirmed that the release was processed on 06/29/2018 thru ADP. The automatic payments resumed on July 1, 2018.
See also  BRIAN LEE RHAMES at FARMERS FINANCIAL SOLUTIONS, LLC - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

Should I file a FINRA complaint against brokers like CARLA COSTON FELTON?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by CARLA COSTON FELTON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  Gina Renee Heyward at BRIGHTHOUSE SECURITIES, LLC - View Complaints, Disclosures, Scams and Audit Report (Updated 2023) helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About CARLA COSTON FELTON

What is CARLA FELTON's Central Registration Depository (CRD) Number?


Which firm is CARLA COSTON FELTON associated with?


Where is CARLA FELTON located?

3600 N DUKE ST, DURHAM, NC, 27704

Where can I find more details about CARLA FELTON's Investment Firm?

Visit to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against CARLA COSTON FELTON?

Yes. There are disclosures, allegations, or complaints filed against CARLA COSTON FELTON. Click here to view all details

Where can I download a detailed FINRA report for CARLA FELTON?

Click here to download a detailed FINRA report for CARLA FELTON

Is it safe to do business with CARLA COSTON FELTON?

We’re not sure. Please research CARLA FELTON’s disclosures, allegations and complaints before taking a decision

See also  KEVIN ANTHONY TARKINGTON at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

Report Inaccuracy

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.


Originally reported on November 17, 2022 @ 9:35 pm

Share your experience with this broker

Leave a reply

Broker Audit
Register New Account