RedFlag, Allegation and/or Complaint against CARLA COSTON FELTON
Disclosure #1 for CARLA FELTON
- Event Date: 6/6/2018
- Disclosure Type: Judgment / Lien
- Judgment/Lien Amount: $802.22
- Judgment/Lien Type: Tax
- Broker Comment: I had previously setup automatic payments for the tax debit I owed. It was $50 installments on the 1st and 15th of each month. The funds were automatically deducted from my Wells Fargo checking account. The automatic payments stopped not by me. I then received a letter in the mail about the levy. I then received the next day another letter stating that NC state of revenue would reinstate the automatic payment schedule if I completed the authorization form and sent back. I then had funds deducted out of my last check. I called NC depart of revenue. It was confirmed that I was on automatic payment. I was asked to give them an phone number or fax number for the a release document to be sent over. I confirmed that the release was processed on 06/29/2018 thru ADP. The automatic payments resumed on July 1, 2018.
Should I file a FINRA complaint against brokers like CARLA COSTON FELTON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:35 pm