RedFlag, Allegation and/or Complaint against BRUCE LEE BRANDNER
Disclosure #1 for BRUCE BRANDNER
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- Event Date: 8/17/1983
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: THEFT 20-200 CK 1. ONE 2. MISDEMEANOR 3. N/A 4. N/A
- Charge Type: MISDEMEANOR
- Disposition: A. DISMISSED B. 11/02/83 C-G N/A
- Broker Comment: A CHECK WAS WRITTEN IN AUGUST 1983. I WAS UNAWARE OF INSUFFICIENT FUNDS. IN NOVEMBER OF 1983 THE CHECK WAS PAID AND CHARGES DISMISSED.
Should I file a FINRA complaint against brokers like BRUCE LEE BRANDNER?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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