RedFlag, Allegation and/or Complaint against Britton Nyce
Disclosure #1 for Britton Nyce
- Event Date: 6/15/2015
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: VC \u00a731 – No person shall give, either orally or in writing, information to a peace officer while in the performance of his duties under the provisions of this code when such person knows that the information is false.
- Disposition: Dismissed
- Broker Comment: In June 2015, I was pulled over due to a crack in my windshield after having consumed a moderate amount of alcohol earlier in the evening. The officer documented within his report that when asked, I claimed to have not consumed any alcohol. I plead Not Guilty and the charge was dismissed.
Should I file a FINRA complaint against brokers like Britton Nyce?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:08 pm