BRIAN DUBOSE at VALIC FINANCIAL ADVISORS, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7071291
BRIAN DUBOSE is an Investment Adviser, associated with VALIC FINANCIAL ADVISORS, INC. located at HOUSTON, TX. BRIAN DUBOSE’s Central Registration Depository (CRD) number is 7071291 and the FINRA Profile can be found at –

Disclosure #1 for BRIAN DUBOSE

    • Event Date: 1/9/2013
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: Charged as Felony/reduced to misdemeanor of attempted possession of controlled substance
    • Disposition: Reduced
    • Amended Charges: New charge is Class A Misdemeanor.
    • Amended Charge Type: MISDEMEANOR
    • Amended Charge Disposition: Deferred Adjudication
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Should I file a FINRA complaint against brokers like BRIAN DUBOSE?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by BRIAN DUBOSE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About BRIAN DUBOSE

What is BRIAN DUBOSE's Central Registration Depository (CRD) Number?


Which firm is BRIAN DUBOSE associated with?


Where is BRIAN DUBOSE located?


Where can I find more details about BRIAN DUBOSE's Investment Firm?

Visit to read a detailed report for VALIC FINANCIAL ADVISORS, INC.

Are there any disclosures, allegations or complaints filed against BRIAN DUBOSE?

Yes. There are disclosures, allegations, or complaints filed against BRIAN DUBOSE. Click here to view all details

Where can I download a detailed FINRA report for BRIAN DUBOSE?

Click here to download a detailed FINRA report for BRIAN DUBOSE

Is it safe to do business with BRIAN DUBOSE?

We’re not sure. Please research BRIAN DUBOSE’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:06 pm

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