BRIAN CARL GINTER at THRIVENT INVESTMENT MANAGEMENT INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5340072
BRIAN CARL GINTER is an Investment Adviser, associated with THRIVENT INVESTMENT MANAGEMENT INC. located at GLENDALE, AZ. BRIAN GINTER’s Central Registration Depository (CRD) number is 5340072 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for BRIAN GINTER

    • Event Date: 5/16/2016
    • Disclosure Type: Customer Dispute
    • Resolution: Settled
    • Allegations: Customer alleged Representative advised her to take withdrawals from her mutual fund accounts in 2015 but failed to inform her about the consequences, including the tax consequences, of taking the withdrawals.
    • Damage Amount Requested: $7,532.00
    • Settlement Amount: $7,532.00
    • Arbitration Docket Number:


Should I file a FINRA complaint against brokers like BRIAN CARL GINTER?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by BRIAN CARL GINTER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About BRIAN CARL GINTER

What is BRIAN GINTER's Central Registration Depository (CRD) Number?

5340072

Which firm is BRIAN CARL GINTER associated with?

THRIVENT INVESTMENT MANAGEMENT INC.

Where is BRIAN GINTER located?

19420 N 59TH AVE, GLENDALE, AZ, 85308

Where can I find more details about BRIAN GINTER's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/18387 to read a detailed report for THRIVENT INVESTMENT MANAGEMENT INC.

Are there any disclosures, allegations or complaints filed against BRIAN CARL GINTER?

Yes. There are disclosures, allegations, or complaints filed against BRIAN CARL GINTER. Click here to view all details

Where can I download a detailed FINRA report for BRIAN GINTER?

Click here to download a detailed FINRA report for BRIAN GINTER

Is it safe to do business with BRIAN CARL GINTER?

We’re not sure. Please research BRIAN GINTER’s disclosures, allegations and complaints before taking a decision


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