BRETT PHILIP COSTANZO at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7081299
BRETT PHILIP COSTANZO is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at BELLEVUE, WA. BRETT COSTANZO’s Central Registration Depository (CRD) number is 7081299 and the FINRA Profile can be found at –

Disclosure #1 for BRETT COSTANZO

    • Event Date: 11/24/2007
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: Obstructing Law Enforcement
    • Disposition: Deferred Adjudication
    • Broker Comment: This was a situation during my sophomore year at college where officers responded to a house for consuming alcohol underage. The officers had asked who lived at the residence and I had answered \yes\ to living at the house when I actually did not. I was charged with making a false statement in the officer’s line of duty. After completing my inactive probation, paying a $500 fine and 10 hours community service the charges were dismissed
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Should I file a FINRA complaint against brokers like BRETT PHILIP COSTANZO?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by BRETT PHILIP COSTANZO’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About BRETT PHILIP COSTANZO

What is BRETT COSTANZO's Central Registration Depository (CRD) Number?


Which firm is BRETT PHILIP COSTANZO associated with?


Where is BRETT COSTANZO located?

777 108TH AVE NE, BELLEVUE, WA, 98004

Where can I find more details about BRETT COSTANZO's Investment Firm?

Visit to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against BRETT PHILIP COSTANZO?

Yes. There are disclosures, allegations, or complaints filed against BRETT PHILIP COSTANZO. Click here to view all details

Where can I download a detailed FINRA report for BRETT COSTANZO?

Click here to download a detailed FINRA report for BRETT COSTANZO

Is it safe to do business with BRETT PHILIP COSTANZO?

We’re not sure. Please research BRETT COSTANZO’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:41 pm

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