RedFlag, Allegation and/or Complaint against BRETT PHILIP COSTANZO
Disclosure #1 for BRETT COSTANZO
-
- Event Date: 11/24/2007
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: Obstructing Law Enforcement
- Disposition: Deferred Adjudication
- Broker Comment: This was a situation during my sophomore year at college where officers responded to a house for consuming alcohol underage. The officers had asked who lived at the residence and I had answered \yes\ to living at the house when I actually did not. I was charged with making a false statement in the officer’s line of duty. After completing my inactive probation, paying a $500 fine and 10 hours community service the charges were dismissed
Should I file a FINRA complaint against brokers like BRETT PHILIP COSTANZO?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Frequently Asked Questions About BRETT PHILIP COSTANZO
What is BRETT COSTANZO's Central Registration Depository (CRD) Number?
Which firm is BRETT PHILIP COSTANZO associated with?
Where is BRETT COSTANZO located?
Where can I find more details about BRETT COSTANZO's Investment Firm?
Are there any disclosures, allegations or complaints filed against BRETT PHILIP COSTANZO?
Where can I download a detailed FINRA report for BRETT COSTANZO?
Is it safe to do business with BRETT PHILIP COSTANZO?
All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.
Originally reported on November 17, 2022 @ 9:41 pm
