BRENT ALAN ROMEY at RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5713968
BRENT ALAN ROMEY is an Investment Adviser, associated with RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC located at SEATTLE, WA. BRENT ROMEY’s Central Registration Depository (CRD) number is 5713968 and the FINRA Profile can be found at –

Disclosure #1 for BRENT ROMEY

    • Event Date: 4/26/2013
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Compromise

Should I file a FINRA complaint against brokers like BRENT ALAN ROMEY?

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Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by BRENT ALAN ROMEY’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About BRENT ALAN ROMEY

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Are there any disclosures, allegations or complaints filed against BRENT ALAN ROMEY?

Yes. There are disclosures, allegations, or complaints filed against BRENT ALAN ROMEY. Click here to view all details

Where can I download a detailed FINRA report for BRENT ROMEY?

Click here to download a detailed FINRA report for BRENT ROMEY

Is it safe to do business with BRENT ALAN ROMEY?

We’re not sure. Please research BRENT ROMEY’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 8:33 pm

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