BRANDY LEE ANN BRENNAN at UNIONBANC INVESTMENT SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6775049
BRANDY LEE ANN BRENNAN is an Investment Adviser, associated with UNIONBANC INVESTMENT SERVICES, LLC located at RANCHO CUCAMONGA, CA. BRANDY BRENNAN’s Central Registration Depository (CRD) number is 6775049 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for BRANDY BRENNAN

    • Event Date: 7/24/2020
    • Disclosure Type: Financial
    • Disclosure Resolution: Final
    • Disclosure Detail :: Type: Bankruptcy
    • Disposition: Discharged


Should I file a FINRA complaint against brokers like BRANDY LEE ANN BRENNAN?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by BRANDY LEE ANN BRENNAN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.


Frequently Asked Questions About BRANDY LEE ANN BRENNAN

What is BRANDY BRENNAN's Central Registration Depository (CRD) Number?

6775049

Which firm is BRANDY LEE ANN BRENNAN associated with?

UNIONBANC INVESTMENT SERVICES, LLC

Where is BRANDY BRENNAN located?

11551 FOOTHILL BLVD., RANCHO CUCAMONGA, CA, 91730

Where can I find more details about BRANDY BRENNAN's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/14455 to read a detailed report for UNIONBANC INVESTMENT SERVICES, LLC

Are there any disclosures, allegations or complaints filed against BRANDY LEE ANN BRENNAN?

Yes. There are disclosures, allegations, or complaints filed against BRANDY LEE ANN BRENNAN. Click here to view all details

Where can I download a detailed FINRA report for BRANDY BRENNAN?

Click here to download a detailed FINRA report for BRANDY BRENNAN

Is it safe to do business with BRANDY LEE ANN BRENNAN?

We’re not sure. Please research BRANDY BRENNAN’s disclosures, allegations and complaints before taking a decision


Report Inaccuracy
Disclaimer

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.



 

Share your experience with this broker

Leave a reply

Broker Audit
Logo
Register New Account