BENJAMIN PAUL MARGOLIN at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6319616
BENJAMIN PAUL MARGOLIN is an Investment Adviser, associated with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located at CORALVILLE, IA. BENJAMIN MARGOLIN’s Central Registration Depository (CRD) number is 6319616 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for BENJAMIN MARGOLIN

    • Event Date: 4/24/2007
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: RETAIL THEFT- SHOPLIFTING
    • Disposition: STRICKEN OFF DOCKET-WITH LEAVE TO REINSTATE
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Should I file a FINRA complaint against brokers like BENJAMIN PAUL MARGOLIN?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by BENJAMIN PAUL MARGOLIN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About BENJAMIN PAUL MARGOLIN

What is BENJAMIN MARGOLIN's Central Registration Depository (CRD) Number?

6319616

Which firm is BENJAMIN PAUL MARGOLIN associated with?

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Where is BENJAMIN MARGOLIN located?

1303 5TH ST STE 305, CORALVILLE, IA, 52241

Where can I find more details about BENJAMIN MARGOLIN's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/2881 to read a detailed report for NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Are there any disclosures, allegations or complaints filed against BENJAMIN PAUL MARGOLIN?

Yes. There are disclosures, allegations, or complaints filed against BENJAMIN PAUL MARGOLIN. Click here to view all details

Where can I download a detailed FINRA report for BENJAMIN MARGOLIN?

Click here to download a detailed FINRA report for BENJAMIN MARGOLIN

Is it safe to do business with BENJAMIN PAUL MARGOLIN?

We’re not sure. Please research BENJAMIN MARGOLIN’s disclosures, allegations and complaints before taking a decision

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