RedFlag, Allegation and/or Complaint against BENJAMIN CAIN TERRY
Disclosure #1 for BENJAMIN TERRY
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- Event Date: 7/8/2003
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: CUSTOMER ALLEGES I MADE INAPPROPRIATE INVESTMENT RECOMMENDATIONS THAT RESULTED IN MARKET LOSSES.
- Damage Amount Requested: $40,272.00
- Settlement Amount: $1,500.00
- Arbitration Claim File Detail: 03-04266
- Arbitration Docket Number: 03-04266
- Broker Comment: TO THE FIRM’S BEST KNOWLEDGE AND BELIEF, THIS WAS AN ARBITRATION CLAIM FILED IN 2003 WITH BENJAMIN TERRY AS A NAMED RESPONDENT AND THE MATTER WAS RESOLVED BY JANUARY 2004 WITH A SETTLEMENT OF $1,500.00.
Should I file a FINRA complaint against brokers like BENJAMIN CAIN TERRY?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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