RedFlag, Allegation and/or Complaint against BENJAMIN ANTHONY PASQUINE
Disclosure #1 for BENJAMIN PASQUINE
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- Event Date: 9/14/2008
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: REFUSAL TO SUBMIT TO BAL
- Disposition: Pled guilty Charges: OPEN CONTAINER
- Disposition: Dismissed Charges: DUI
- Disposition: Reduced
- Amended Charges: MISDEMEANOR DUI
- Amended Charge Type: MISDEMEANOR
- Amended Charge Disposition: Pled guilty
- Broker Comment: INTIALLY CHARGED AS A FELONY DUI AND REDACTED TO MISDEMEANOR DUI. THIS EVENT, TAKING PLACE ON MY 30TH BIRTHDAY, ALLOWING ME TO TAKE A MORE DETAILED LIFE INVENTORY AND STRUGGLES WITH ALCHOL WHICH HAS ALTERED MY LIFE FOR THE BETTER IN EVERY ASPECT, NOT ONLY FOR MYSELF BUT FOR THOSE AROUND ME.I HAVE ENJOYED SOBRIETY FOR ABOUT 6 YEARS NOW AND CURRENTLY LIVE EACH DAY WITH THE PURPOSE OF ENHANCING THE LIFES OF OTHERS, PROFESSIONALLY AND PERSONALLY. I WILL BE PROVIDING A FAR MORE DETAILED LETTER OF EXPLAINATION WITH A COMPANY SRO FILING. THANK YOU VERY MUCH FOR YOUR TIME AND CONSIDERATION.
Should I file a FINRA complaint against brokers like BENJAMIN ANTHONY PASQUINE?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:37 pm
