RedFlag, Allegation and/or Complaint against BARBARA MARIE DROHER KLINE
Disclosure #1 for BARBARA DROHER KLINE
- Event Date: 9/16/1982
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: HS 11358F MARIJUANA CULTIVATION
- Disposition: Dismissed
- Broker Comment: ON 9/15/1982, I CONTACTED THE POLICE TO BREAK UP AN ALTERCATION BETWEEN MY HUSBAND (NOW EXHUSBAND)AND HIS ALCOHOLIC BROTHER. IN THE COURSE OF THE ARREST OF MY BROTHER IN LAW, OFFICERS FOUND MARIJUANA USED BY MY EX HUSBAND. I WAS ARRESTED BECAUSE I LIVED AT THE SAME ADDRESS. CHARGES AGAINST ME WERE DISMISSED.
Should I file a FINRA complaint against brokers like BARBARA MARIE DROHER KLINE?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:40 pm