BAC-PHUONG HOANG WALKER at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6794582
BAC-PHUONG HOANG WALKER is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at BELLEVUE, WA. BAC-PHUONG WALKER’s Central Registration Depository (CRD) number is 6794582 and the FINRA Profile can be found at –

Disclosure #1 for BAC-PHUONG WALKER

    • Event Date: 6/27/2017
    • Disclosure Type: Judgment / Lien
    • Resolution:
    • Judgment/Lien Amount: $3,316.84
    • Judgment/Lien Type: Civil
    • Broker Comment: Currently being garnished

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Should I file a FINRA complaint against brokers like BAC-PHUONG HOANG WALKER?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by BAC-PHUONG HOANG WALKER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About BAC-PHUONG HOANG WALKER

What is BAC-PHUONG WALKER's Central Registration Depository (CRD) Number?


Which firm is BAC-PHUONG HOANG WALKER associated with?


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Where can I find more details about BAC-PHUONG WALKER's Investment Firm?

Visit to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against BAC-PHUONG HOANG WALKER?

Yes. There are disclosures, allegations, or complaints filed against BAC-PHUONG HOANG WALKER. Click here to view all details

Where can I download a detailed FINRA report for BAC-PHUONG WALKER?

Click here to download a detailed FINRA report for BAC-PHUONG WALKER

Is it safe to do business with BAC-PHUONG HOANG WALKER?

We’re not sure. Please research BAC-PHUONG WALKER’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:35 pm

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