ANTHONY GURRIERI at TRANSAMERICA FINANCIAL ADVISORS, INC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 2974522
ANTHONY GURRIERI is an Investment Adviser, associated with TRANSAMERICA FINANCIAL ADVISORS, INC located at OAKBROOK TERRACE, IL. ANTHONY GURRIERI’s Central Registration Depository (CRD) number is 2974522 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for ANTHONY GURRIERI

    • Event Date: 3/31/2009
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Denied
    • Disclosure Detail :: Allegations: CUSTOMER ALLEGES THAT THE REGISTERED REPRESENTATIVE MISREPRESENTED THE VARIABLE UNIVERSAL LIFE INSURANCE POLICY ISSUED IN JANUARY 1999.
    • Damage Amount Requested: $10,100.00
    • Broker Comment: THE COMPLAINT HAS BEEN DENIED BY THE PRODUCT PROVIDER.

Disclosure #2 for ANTHONY GURRIERI

      • Event Date: 11/19/2004
      • Disclosure Type: Customer Dispute
      • Disclosure Resolution: Denied
      • Disclosure Detail :: Allegations: CLIENTS ARE ALLEGING VUL AND VA ARE UNSUITABLE
      • Damage Amount Requested: $52,287.91
      • Broker Comment: MR. & MRS. WITOWICZ HAVE BOTH DECIDED TO KEEP THEIR VUL DESPITE THIS COMPLAINT.

Disclosure #3 for ANTHONY GURRIERI

      • Event Date: 11/19/2004
      • Disclosure Type: Customer Dispute
      • Disclosure Resolution: Denied
      • Disclosure Detail :: Allegations: CLIENTS ARE ALLEGING VUL AND VA ARE UNSUITABLE
      • Damage Amount Requested: $52,287.91
      • Broker Comment: MR. & MRS. WITOWICZ HAVE BOTH DECIDED TO KEEP THEIR VUL DESPITE THIS COMPLAINT.


Should I file a FINRA complaint against brokers like ANTHONY GURRIERI?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by ANTHONY GURRIERI’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About ANTHONY GURRIERI

What is ANTHONY GURRIERI's Central Registration Depository (CRD) Number?

2974522

Which firm is ANTHONY GURRIERI associated with?

TRANSAMERICA FINANCIAL ADVISORS, INC

Where is ANTHONY GURRIERI located?

ONE TRANS AM PLAZA, OAKBROOK TERRACE, IL, 60181

Where can I find more details about ANTHONY GURRIERI's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/16164 to read a detailed report for TRANSAMERICA FINANCIAL ADVISORS, INC

Are there any disclosures, allegations or complaints filed against ANTHONY GURRIERI?

Yes. There are disclosures, allegations, or complaints filed against ANTHONY GURRIERI. Click here to view all details

Where can I download a detailed FINRA report for ANTHONY GURRIERI?

Click here to download a detailed FINRA report for ANTHONY GURRIERI

Is it safe to do business with ANTHONY GURRIERI?

We’re not sure. Please research ANTHONY GURRIERI’s disclosures, allegations and complaints before taking a decision


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