RedFlag, Allegation and/or Complaint against ANN MARIE NOLAN
Disclosure #1 for ANN NOLAN
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- Event Date: 5/1/2015
- Disclosure Type: Judgment / Lien
- Disclosure Resolution:
- Disclosure Detail :: Judgment/Lien Amount: $88,926.00
- Judgment/Lien Type: Tax
- Broker Comment: WE BELIEVE THIS LIEN WAS FILED IN ERROR, WE AGREED TO A PAYMENT PLAN WITH A PAYOFF DATE, WE WERE ASKED TO FILL OUT A FINANCIAL STATEMENT, NOW WE ARE TOLD THAT WAS AN ERROR, IF YOU FILE A FINANCIAL STATEMENT, YOU AUTOMATICALLY GET A LIEN PLACED ON YOU. WE WERE REFERRED TO THE TAXPAYOR ADVOCATES OFFICE, BUT THIS IS A SLOW PROCESS TO GET RESOLVED.
Should I file a FINRA complaint against brokers like ANN MARIE NOLAN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally posted on November 17, 2022 @ 8:57 pm
