RedFlag, Allegation and/or Complaint against ANDREW STEPHEN MILLER
Disclosure #1 for ANDREW MILLER
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- Event Date: 11/10/2017
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Closed-No Action
- Disclosure Detail :: Allegations: customer alleges sale of investment products were unsuitable
- Damage Amount Requested: $18,000.00
- Arbitration Docket Number:
- Broker Comment: \I deny any and all claims of wrongdoing or liability to the claimant. The allegations are unfounded. The client had 5 years of experience with similar products before she made her complaint. Claimant withdrew this complaint in less than two months and no action was taken against me.\
Should I file a FINRA complaint against brokers like ANDREW STEPHEN MILLER?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:33 pm
