ANDREW JOSEPH DONNELLY at LPL FINANCIAL LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 2134964
ANDREW JOSEPH DONNELLY is an Investment Adviser, associated with LPL FINANCIAL LLC located at HENRICO, VA. ANDREW DONNELLY’s Central Registration Depository (CRD) number is 2134964 and the FINRA Profile can be found at –

Disclosure #1 for ANDREW DONNELLY

    • Event Date: 9/5/2019
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Settled
    • Disclosure Detail :: Allegations: Claimant alleges that during an unspecified time frame, FA permitted unauthorized persons to withdraw money from the Claimant’s account without his authority or permission.
    • Settlement Amount: $75,000.00
    • Arbitration Docket Number: 19-01757
    • Broker Comment: ***Correction to allegations*** Without admitting any liability, the Firm settled the matter for $75,000 plus the cost of mediation fees. The settlement was a business decision of WFA and the FA was not required to contribute to the settlement.

Should I file a FINRA complaint against brokers like ANDREW JOSEPH DONNELLY?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

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Update - 2022.11.15If you have suffered investment losses that may have been caused by ANDREW JOSEPH DONNELLY’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today! helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

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Frequently Asked Questions About ANDREW JOSEPH DONNELLY

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Visit to read a detailed report for LPL FINANCIAL LLC

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Yes. There are disclosures, allegations, or complaints filed against ANDREW JOSEPH DONNELLY. Click here to view all details

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We’re not sure. Please research ANDREW DONNELLY’s disclosures, allegations and complaints before taking a decision

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