RedFlags, Allegations and Complaints against ANDREW JOSEPH DONNELLY
Disclosure #1 for ANDREW DONNELLY
- Event Date: 9/5/2019
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: Claimant alleges that during an unspecified time frame, FA permitted unauthorized persons to withdraw money from the Claimant’s account without his authority or permission.
- Settlement Amount: $75,000.00
- Arbitration Docket Number: 19-01757
- Broker Comment: ***Correction to allegations*** Without admitting any liability, the Firm settled the matter for $75,000 plus the cost of mediation fees. The settlement was a business decision of WFA and the FA was not required to contribute to the settlement.
Should I file a FINRA complaint against brokers like ANDREW JOSEPH DONNELLY?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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