RedFlag, Allegation and/or Complaint against ANDREW BENJAMIN MORTENSON
Disclosure #1 for ANDREW MORTENSON
-
- Event Date: 10/8/2009
- Disclosure Type: Customer Dispute
- Resolution: Denied
- Allegations: CUSTOMER COMPLAINED THAT HIS 2 VARIABLE ANNUITIES ISSUED ON 6/25/2009 ARE UNSUITABLE. FIRM FOUND THAT SALE WAS SUITABLE AND DENIED CUSTOMER’S REQUEST TO WAIVE SURRENDER CHARGES.
- Damage Amount Requested: $8,307.92
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like ANDREW BENJAMIN MORTENSON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Frequently Asked Questions About ANDREW BENJAMIN MORTENSON
What is ANDREW MORTENSON's Central Registration Depository (CRD) Number?
Which firm is ANDREW BENJAMIN MORTENSON associated with?
Where is ANDREW MORTENSON located?
Where can I find more details about ANDREW MORTENSON's Investment Firm?
Are there any disclosures, allegations or complaints filed against ANDREW BENJAMIN MORTENSON?
Where can I download a detailed FINRA report for ANDREW MORTENSON?
Is it safe to do business with ANDREW BENJAMIN MORTENSON?
All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.
Originally reported on November 17, 2022 @ 8:34 pm
