RedFlag, Allegation and/or Complaint against ANDREW BENJAMIN MORTENSON
Disclosure #1 for ANDREW MORTENSON
- Event Date: 10/8/2009
- Disclosure Type: Customer Dispute
- Resolution: Denied
- Allegations: CUSTOMER COMPLAINED THAT HIS 2 VARIABLE ANNUITIES ISSUED ON 6/25/2009 ARE UNSUITABLE. FIRM FOUND THAT SALE WAS SUITABLE AND DENIED CUSTOMER’S REQUEST TO WAIVE SURRENDER CHARGES.
- Damage Amount Requested: $8,307.92
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like ANDREW BENJAMIN MORTENSON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:34 pm