AMY LYNN WAKEM at STATE FARM VP MANAGEMENT CORP. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4725625
AMY LYNN WAKEM is an Investment Adviser, associated with STATE FARM VP MANAGEMENT CORP. located at NEW BRIGHTON, MN. AMY WAKEM’s Central Registration Depository (CRD) number is 4725625 and the FINRA Profile can be found at –

Disclosure #1 for AMY WAKEM

    • Event Date: 11/8/2016
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Closed-No Action
    • Disclosure Detail :: Allegations: Daughters of the above named deceased’s mother are requesting reimbursement of expenses that were incurred due to her Traditional IRA not having beneficiaries assigned. They are reporting that they confirmed with the agent, in person, that her 3 daughters were the sole benes to be split equally in thirds.
    • Damage Amount Requested: $12,631.75
    • Arbitration Docket Number:
See also  ROBERT DREW DAVIS at STATE FARM VP MANAGEMENT CORP. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

Should I file a FINRA complaint against brokers like AMY LYNN WAKEM?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by AMY LYNN WAKEM’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  LEOPOLDO ROCA at STATE FARM VP MANAGEMENT CORP. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023) helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About AMY LYNN WAKEM

What is AMY WAKEM's Central Registration Depository (CRD) Number?


Which firm is AMY LYNN WAKEM associated with?


Where is AMY WAKEM located?


Where can I find more details about AMY WAKEM's Investment Firm?

Visit to read a detailed report for STATE FARM VP MANAGEMENT CORP.

Are there any disclosures, allegations or complaints filed against AMY LYNN WAKEM?

Yes. There are disclosures, allegations, or complaints filed against AMY LYNN WAKEM. Click here to view all details

Where can I download a detailed FINRA report for AMY WAKEM?

Click here to download a detailed FINRA report for AMY WAKEM

Is it safe to do business with AMY LYNN WAKEM?

We’re not sure. Please research AMY WAKEM’s disclosures, allegations and complaints before taking a decision

See also  JUSTIN M KENNEY at STATE FARM VP MANAGEMENT CORP. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

Report Inaccuracy

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.


Originally posted on November 17, 2022 @ 9:02 pm

Share your experience with this broker

Leave a reply

Broker Audit
Register New Account